Is your company State Law and SEC Compliant?
What? To be compliant with the state laws, your Company MUST hold State Mortgage Licenses or Exemptions.
Who? Every new Company entering the Mortgage Industry.
Why? Your Company’s violations of state and federal laws [SEC and Licensing] will cause Penalties, Fines, Cease and Desist Orders.
Where? All 50 states and DC
When? Before your Company can start business and generating Revenue.
How? Herb Thomas will design and conduct your Due Diligence Project.
NMLS Compliant? Does your Mortgage Company need State Mortgage Licenses or Exemptions? It is your duty to know and be compliant with State Mortgage Licensing Laws.
CALL TO ACTION: Thomas Law Firm assists you in Confirming whether your Company needs State Mortgage Licenses or Exemptions. Then we design a Plan and then we execute your Plan.
SEC Compliant? : Have you conducted your Due Diligence as to whether State Mortgage Licenses are required so your Investors can be notified of this Risk Factor? You do not want to face the charges of securities fraud for not doing your Due Diligence, do you?
CALL TO ACTION: Thomas Law Firm assists you in conducting your Due Diligence as to whether State Mortgage Licenses are required. Then we design a Plan and then we execute your Plan.
The Best of All: We keep your Mortgage Company compliant!